individual and which the individual can reasonaxpect will federal statute(s) require(s) out exception that the confiden- <br /> not be made public (for example, a school health record).] tiality of the personally identifiable information will be main- <br /> tained throughout the research and thereafter. <br /> B. Exemptions. (4) Research involving the collection or study of existing data, <br /> documents, records, pathological specimens, or diagnostic <br /> Research activities in which the only involvement of human specimens, if these sources are publicly available or if the in- <br /> subjects will be in one or more of the following six categories of formation is recorded by the investigator in a manner that sub - <br /> exemptions are not covered by the regulations: jects cannot be identified, directly or through identifiers linked . <br /> to the subjects. <br /> (1) Research conducted in established or commonly accepted <br /> educational settings, involving normal educational practices, (5) Research and demonstration projects which are conducted <br /> such as (a) research on regular and special education instruc- by or subject to the approval of department or agency heads, and <br /> tional strategies, or (b) research on the effectiveness of or the which are designed to study, evaluate, or otherwise examine: <br /> comparison among instructional techniques, curricula, or class- (a) public benefit or service programs; (b) procedures for obtain - <br /> room management methods. ing benefits or services under those programs; (c) possible <br /> changes in or alternatives to those programs or procedures; or <br /> (2) Research involving the use of educational tests (cognitive, (d) possible changes in methods or levels of payment for bene- <br /> diagnostic, aptitude, achievement), survey procedures, interview fits or services under those programs. <br /> procedures or observation of public behavior, unless: (a) infor- <br /> mation obtained is recorded in such a manner that human sub- (6) Taste and food quality evaluation and consumer acceptance <br /> jects can be identified, directly or through identifiers linked to studies, (a) if wholesome foods without additives are consumed <br /> the subjects; and (b) any disclosure of the human subjects' re- or (b) if a food is consumed that contains a food ingredient at or <br /> sponses outside the research could reasonably place the subjects below the level and for a use found to be safe, or agricultural <br /> at risk of criminal or civil liability or be damaging to the sub- chemical or environmental contaminant at or below the level <br /> jects' financial standing, employability, or reputation. If the found to be safe, by the Food and Drug Administration or ap- <br /> subjects are children, this exemption applies only to research proved by the Environmental Protection Agency or the Food <br /> involving educational tests or observations of public behavior Safety and Inspection Service • of the U.S Department of <br /> when the investigator(s) do not participate in the activities be- Agriculture. <br /> ing observed. [Children are defined as persons who have not <br /> attained the legal age for consent to treatments or procedures Copies of the Department of Education's Regulations for the <br /> involved in the research, under the applicable law or jurisdiction Protection of Human Subjects, 34 CFR Part 97 and other per- <br /> in which the research will be conducted.] tinent materials on the protection of human subjects in re- <br /> search are available from the Grants Policy and Oversight <br /> (3) Research involving the use of educational tests (cognitive, Staff (GPOS) Office of the Chief Financial and Chief Infor- <br /> diagnostic, aptitude, achievement), survey procedures, interview mation Officer, U.S. Department of Education, Washington, <br /> procedures or observation of public behavior that is not exempt D.C., telephone: (202) 708 - 8263, and on the U.S. Department <br /> under section (2) above, if the human subjects are elected or of Education's Protection of Human Subjects in Research <br /> appointed public officials or candidates for public office; or Web Site at http : / /ocfo.ed.gov/humansub.htm. <br />